Principal Examiner - Recensione dipendente - Principal Examiner presso FINRA

Thanks for taking the time to share your thoughts. We are sorry to hear you had a negative experience with management. We are in the middle of transforming our Examination and Risk Monitoring program to make it more effective and efficient, and we hope the changes being made will address the concerns you mention. In particular, we heard a lot of feedback when it comes to training and education and are making a big investment there. Employee feedback is the backbone of that transformation, so feel free to share any additional insights at glassdoor@finra.org