If you really believe in investor protection and market integrity, go work somewhere else. - Recensione dipendente - Regulatory Staff presso FINRA

1,0
29 mar 2015
Consiglia
Gradimento del CEO
Pronostico commerciale

Vantaggi

It's a job. You get paid. Benefits are generally good. That's about all I can honestly say about this place.

Svantaggi

Managers care more about finding/manufacturing and documenting "bad performance," rather than valuing staff expertise. Diversity? What diversity? They only want people who think just like their inept managers, who know nothing about the securities industry they are charged with regulating.

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5,0
22 mag 2026
Consiglia
Gradimento del CEO
Pronostico commerciale

Vantaggi

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Svantaggi

Lots of folks don't do their job and aren't let go.

1
4,0
28 giu 2026
Consiglia
Gradimento del CEO
Pronostico commerciale

Vantaggi

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Svantaggi

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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