Resume Booster Only - Recensione dipendente - Principal Examiner presso FINRA

2,0
22 ago 2015
Consiglia
Gradimento del CEO
Pronostico commerciale

Vantaggi

You have the ability to learn a lot. There is plenty of training and complimentary PLI webinars. There is good team-work once you are assigned to an exam. The benefits are good. Once you work 9 hours per day, there are summer flex days on Fridays from Memorial Day until the end of August. This means on a biweekly basis you will have a Friday off for a 3-day weekend which is awesome in the summer.

Svantaggi

The bureaucracy is stunning. The Directors each have their own process so there is no uniformity across risk reviews. This means that you can be assigned to the same risk review over and over again, but if the Director is different you must learn THEIR way. Salary increases are generally in the 1-2% raise. You will be worked like a field mule. Before you complete the extensive documentation of your exam findings, you are assigned in rapid fire to new exams. Each time you are assigned to an out-of-state exam, you must fill out a separate timesheet. If you are assigned to 6 out-of-state exams (based in NY), you will have 6 W-2 forms to complete in order to file your tax return. The turnover in both Sales Practice and Risk Oversight is high. The reason is that if you are considered staff you really don't have a voice. Management does not care about the high attrition rate and just keeps bringing in new bodies.

Esplora altre recensioni su FINRA

5,0
22 mag 2026
Consiglia
Gradimento del CEO
Pronostico commerciale

Vantaggi

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Svantaggi

Lots of folks don't do their job and aren't let go.

1
4,0
28 giu 2026
Consiglia
Gradimento del CEO
Pronostico commerciale

Vantaggi

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Svantaggi

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

Vedi recensioni per: Utile|Valutazione|Data|Tutto