La procedura ha richiesto 3 settimane. Ho sostenuto un colloquio presso Optima Partners (NY)
Colloquio
It was a straight forward, a lot of technical questions on all aspects of the financial compliance industry. Met with two peers and two partners as part of the process.
Domande di colloquio [1]
Domanda 1
Knowledge of the new marketing rule, regulatory filings and registering a new RIA.