Dive into optimizing for the future, with us in our latest hashtag#FINRAUnscripted episode. We have industry experts Michael Solomon, Tom Mellett and John Martino on to explore detail recent changes, including the introduction of thematic reviews, changes to the post-exam closeout process and more. Listen here 🎧 https://bit.ly/3Tctr3a
Join FINRA on our newest initiative: Get Your Head in the Trade—a campaign to help novice, self-directed investors conquer investing FOMO and be sure an investment is right for them. Go to finra.org/tradesmart to explore and share resources and tools to ignite investor understanding and confidence. Learn more here ▶️ https://bit.ly/4cUPKBI
Innovation meets collaboration in FINRA's Research and Development (R&D) program. This program encourages staff to explore new and disruptive technologies, assess potential usefulness to FINRA use cases, as well as investigate and test solutions to known problems. Read the blog 📑 https://bit.ly/3AQV63k Learn more about FINRA Technology ▶️ https://bit.ly/3iXeMtN
Last week marked the beginning of FINRA'S year-long 85th anniversary celebration. Today, we hear from CEO Robert Cook as he describes FINRA’s founding in 1939, the importance of being a self-regulatory organization, and how our enduring mission came to be what we know today. Watch to learn more!
📣 Member Supervision’s College of Examinations and College of Risk Monitoring are back in session!📣 These multi-week COE and CORM programs include both onsite and virtual training sessions on various aspects of the industry, the FINRA Examination Program, the FINRA Risk Monitoring Program, and related areas of Member Supervision. Congratulations to everyone joining the hashtag#FINRAFam! Learn more about this elite program ▶ https://bit.ly/3aO46cH
At FINRA, we believe that diversity is a driving force behind our ability to effectively carry out FINRA's mission of investor protection and market integrity. Join FINRA and thought leaders from the regulatory industry as we look at Framing the Future of Inclusion. This two-day, virtual event, held October 30 and 31, features sessions that focus on cultural competency and financial capabilities. Register for FINRA's Diversity Leadership Summit here: www.finra.org/2024DLS
This year, FINRA turns 85! This milestone is more than a number, it’s a testament to FINRA’s enduring commitment to investor protection. For over eight decades, FINRA has created safer markets and built investor trust through continuous innovation. As we continue in our vital role, we are honored that investor protection is not only our mission – it’s our legacy. Happy 85th anniversary to FINRA!
On this episode of hashtag#FINRAUnscripted we get the inside scoop on FINRA's Membership Application Program (MAP) from the programs VP, Cindy Foster. Tune in to gain insights on it's role as the first touchpoint for firms entering the broker-dealer industry, and standards of admission. Listen here 🎧: https://bit.ly/46zTNBE
FINRA’s annual Award of Distinction was granted to 18 staffers this year, including four members in Technology. See what Tech recipients have to share about receiving our highest honor. ▶️ https://bit.ly/4dnNKma Learn more about FINRA Technology ▶️ https://bit.ly/45FdZBX
This year marks our 9th annual Createathon 💡 our premiere innovation event. Discover what the event’s executive sponsor has to share about this year’s theme—Formula: One FINRA. Read the blog 📑 https://bit.ly/3YdistE Learn more about FINRA Technology ▶️ https://bit.ly/4be5YoL
